Permanent Establishment rules in Italy
Introduction
Permanent Establishment (“PE”) is an expression that involves two concepts namely ‘Permanent’ and ‘Establishment’.Permanence indicates something that lasts long or intending to last forever.
Establishment in business context could be understood as an economic unit which operates in goods or services and is identifiable.
In a PE, the former (permanence) deals with ‘time span/duration’ and the latter (establishment) with the ‘identity’.A permanent establishment is a fixed place of business through which an undertaking not based in Italy carries out its business in the country.
The fixed place of business is made up of a tangible structure present on a continuous basis in the country: the structure must be made up of people, or must be technological, for example a server, or it must carry out a commercial activity.
Assessing the existence of a PE is imperative since if an enterprise of a contracting state has a PE in other contracting state, then the profits / income of such enterprise as much as attributable to such PE are liable to tax in other contracting state.
The definition of PE included in the tax treaties is therefore crucial in ensuring that a non-resident enterprise must pay a fair portion of income-tax in another State.
With the recent and rapid transformation in the ways the businesses are conducted, it is possible to be heavily involved in the economic life of another country, e.g. by doing business with customers located in that country via the internet etc., without having a taxable presence therein such as substantial physical presence or a dependent agent.
In an era where non-resident taxpayers can derive substantial profits from transactions with customers located in another country without having a taxable presence therein, a number of countries have expressed concerns as to whether the current international standards on which bilateral treaties are based ensure a fair allocation of taxing rights on business profits, especially where the profits from such transactions go untaxed anywhere.
What kind of activities may be performed without creating a taxable presence in Italy?
The existence of a PE of a non-resident taxpayer in Italy has several implications, which may be summarized as follows:- the business income derived through the PE is deemed to be derived from Italy (for income tax purposes and, if the PE exists for at least three months, also for purposes of the regional tax on productive activities);
- the existence of a PE affects the withholding tax applicable on payments attributable to it, as payments made to an Italian PE of non-resident persons are normally not subject to Italian withholding taxes;
- various items of income (for example, interest, royal-ties and pensions) paid through the Italian PE to non-resident persons are considered to be sourced in Italy;
- it obliges the non-resident to act as a withholding agent on payments borne by the PE;
- it may extend Italy’s taxing rights to certain items of income not attributable to the PE (the “force of attraction” principle);
- it may allow the rollover relief for capital gains arising from cross-border merger and acquisition trans- actions, including transfer of residence abroad;
- it allows the non-resident to act as head entity of a domestic tax group when the participations in the controlled companies are part of the PE’s net equity;
- it entitles the non-resident to apply for an advance pricing agreement (APA);
- it creates an obligation to prepare financial statements to determine the total taxable income of the non-resident and the obligation to file an annual tax return;
- it creates other accounting and regulatory obligations.
In particular, the Italian law art. 162 co. 4 TUIR (based on article 5 of the OECD Model) contains a list of examples of activities where a “fixed place of business” cannot be deemed to be a permanent establishment of a company resident abroad.
Therefore, a foreign undertaking based in Italy does not qualify as a permanent establishment when:
- the undertaking’s assets or goods are stored solely for the purpose of storage, display or delivery;
- a facility is used solely for the purpose of storing, displaying or delivering goods and merchandise belonging to the undertaking;
- assets or goods belonging to the undertaking are stored solely for the purpose of processing by another undertaking;
- a fixed place of business is used solely for the purpose of purchasing assets or goods or gathering information for the undertaking;
- a fixed place of business is used solely for the purpose of advertising, scientific research or similar activities of a preparatory or ancillary nature.
The new rules based on Italy's 2018 Budget Law
Effective January 1, 2018, Italy's 2018 Budget Law significantly amended the domestic definition of permanent establishment ("P.E.") and implemented certain O.E.C.D. guidelines set forth under B.E.P.S. Action 1 (Addressing the Tax Challenges of the Digital Economy) and Action 7 (Preventing the Artificial Avoidance of P.E. Status).The 2018 Budget Law introduced a new concept of Fixed Place P.E. enacted in the context of tax measures for the digital economy.
Under the amended text of Art. 162 (2) of the TUIR, a foreign entity's significant and continuous economic presence in Italy may constitute a fixed base that could give rise to an Italian P.E. even if it does not result in a substantial physical presence.
This new P.E. definition is based on the nexus rules proposed for the digital economy by B.E.P.S. Action 1 and, in particular, on the notion of "significant economic presence," so that nonresident digital companies can trigger taxable presence in a country in ways that are not uncommon in the digital economy.
These include (i) the earning of revenues from customers situated in the country, (ii) the presence of a local digital platform, (iii) the frequency of digital transactions, and (iv) the number of users.
At the same time that this new Digital P.E. concept was introduced into law, Italy introduced a Web Tax, designed to be an alternative to the income tax that applies when a foreign company does not have an Italian P.E.
The Web Tax is a 3% tax on the amount realized (net of V.A.T.) for digital services supplied electronically.
The 2018 Budget Law introduced the so-called anti-fragmentation rules, aimed at preventing foreign companies from splitting up a business into smaller units or using other related legal entities or P.E.'s to benefit from the preparatory or auxiliary exemption.
To this end, the new Article 162 (5) of the TUIR now provides that the exemption from the specific activity does not apply to a fixed place of business that is used or maintained by the foreign enterprise if certain conditions are met:
- the same or closely related enterprise conducts business at the same or another location in the Italian territory;
- the location constitutes a PE for both enterprises according to art. 162 of the TUIR, i.e. the overall activity resulting from the combination of the activities carried out by the two enterprises in the same place, or by the enterprises in the two locations, are not of a preparatory or auxiliary nature;
- the business activities performed by the two enterprises at the same location, or by the enterprises at the two locations, constitute complementary functions that are part of a cohesive business operation.
Conclusion
The definition of PE has been modified to better reflect today's business reality and avoid widespread circumvention of the principle that underlines it.The amended provision will ensure that a business’ core activities cannot inappropriately benefit from the exception for preparatory and auxiliary activities, and that the PE status will no longer be circumvented via the use of commissionaires or similar structures, or via the fragmentation of activities among different group entities.